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Why behaviour changes the number

A penalty is usually a proportion of the amount involved, scaled by how the error came about. An honest mistake, a failure to take reasonable care, and a deliberate act are treated as different things, and the same underlying error can carry very different consequences depending which it was.

Hone is a place to practise a career, one idea a day. This is one of its lessons, written out in full and free to read without an account.

In beta. This lesson was written for Hone and has not yet been checked by a qualified accountant. Practice material, not professional advice. What that means.

What it is for

It explains why the first question after an error is always how it happened rather than how large it is. It is also why concealing a small mistake is so expensive: concealment moves the whole thing into the most serious category, and the penalty is then a proportion of an amount that was never worth it.

How to think about it

Establish what happened and why before estimating anything. Then correct it, promptly, and be able to show the care that was taken, because the care taken is one of the things being assessed.

Worked example

An honest error, promptly corrected
The least serious category.
A failure to take reasonable care
More serious, and it turns on what a careful person would have done.
A deliberate act
The most serious, and concealment usually lands here.
The same underlying error, three different outcomes
Which is why how it happened is asked first.

Your turn

Name what a penalty is usually assessed as a proportion of.

A penalty is usually a proportion of the  involved

The trap

Concealing a small error to avoid a small penalty. It moves the matter into the most serious category available, and the penalty there is a proportion of an amount that was never worth hiding.

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